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Compliance Guide

Wisconsin RHTP Compliance Prerequisites

What your organization needs in place before applying for RHTP sub-grants in Wisconsin.

No sub-grant solicitation has been published yet. Wisconsin's lead agency (likely DHS) has not released an RHTP program page, stakeholder engagement notice, or implementation framework as of March 2026. Use this window to build compliance infrastructure — organizations that arrive at the application window ready move faster than those that treat compliance as a post-award problem. Wisconsin's 11 federally recognized tribal nations add a compliance dimension not present in most states: tribal 638 programs and self-governance compacts operate under distinct federal frameworks that require careful coordination with standard 2 CFR 200 requirements.

Wisconsin is expected to administer RHTP through Wisconsin DHS (Department of Health Services), the state Medicaid agency (BadgerCare Plus administrator). DHS has not confirmed this designation in publicly accessible sources as of March 2026, but it is consistent with RHTP structure in other states.

The sub-grant mechanism will operate under a grant structure (not a contract/procurement), meaning 2 CFR 200 Uniform Guidance applies in full to standard sub-grantees. Wisconsin does not use a WEBS-style centralized procurement portal for health grants; DHS administers grants through its own grants management system.

The payment mechanism (advance vs. reimbursement) has not been published. Wisconsin DHS has historically used reimbursement for most grant programs, which creates float burden for organizations with thin operating reserves.

Tribal compliance dimension: Wisconsin's 11 federally recognized tribal nations operating health programs under ISDEAA Section 638 contracts or Self-Governance compacts with IHS operate under a distinct federal compliance framework. The interaction between 638 contract compliance obligations and 2 CFR 200 sub-grant requirements has been an unresolved question in other RHTP states with significant tribal populations. Wisconsin tribal programs should engage their tribal legal counsel and IHS Area Office (Bemidji Area) before committing to RHTP sub-grant participation to confirm there are no conflicts with existing compact obligations. No technical assistance for compliance preparation has been announced. Monitor dhs.wisconsin.gov and the DHS Tribal Affairs Office page for announcements.

SAM.gov registration with an active Unique Entity Identifier (UEI) is a federal baseline requirement for all organizations receiving federal grant funds. Wisconsin's 58 CAHs, FQHCs, and most RHCs already have active SAM.gov registrations from Medicare/Medicaid enrollment and existing federal grant participation. Behavioral health organizations, tribal health programs, and smaller rural providers with no prior federal grant experience should begin SAM.gov registration now. Tribal governments and tribal organizations may already be registered in SAM.gov under their tribal government UEI — confirm that the entity registered matches the specific program applying.

Wisconsin's CAHs and FQHCs typically maintain cost allocation plans tied to Medicare cost reports and Section 330 grant requirements. RHCs applying for the first time under a federal pass-through should develop a written methodology before the application window opens. Tribal governments that apply as sub-grantees may use negotiated indirect cost rate agreements (ICRAs) established through the Department of the Interior or HHS — confirm that your existing ICRA covers pass-through state grants and that Wisconsin DHS will accept the negotiated rate.

Organizations expending $1,000,000 or more in federal funds in a fiscal year are required to obtain a single audit under 2 CFR 200 Subpart F. Wisconsin's 58 CAHs and larger FQHCs will exceed the $1M threshold and already conduct single audits. Smaller FQHCs, RHCs, and tribal health programs should assess whether RHTP funding would push their total federal expenditure above $1M.

No state-specific compliance prerequisites for Wisconsin RHTP have been published as of March 2026. When the solicitation is published, monitor for: state vendor/grant recipient registration, insurance minimums, match or cost-share requirements, organizational age or prior grant history requirements, audited financial statements (prepare at least 2–3 years), geographic eligibility, and tribal set-aside mechanism.

A tribal set-aside or dedicated tribal track is highly anticipated given Wisconsin's 11 federally recognized tribal nations and DHS's government-to-government consultation obligations under Executive Order #18. Tribal programs should monitor DHS Tribal Affairs Office communications. The 638 program compliance crosswalk question — whether 2 CFR 200 requirements imposed by Wisconsin DHS as pass-through entity create obligations that conflict with 638 compact provisions — should be addressed before tribal programs commit to RHTP applications.

Required Prerequisites

SAM.gov Registration

All federal sub-grant applicants must have an active System for Award Management (SAM.gov) registration at the time of submission. Registration takes 7–10 business days for initial setup or annual renewal. Your Unique Entity Identifier (UEI) is assigned through SAM.gov. Do not wait until the application window opens to check your status.

Cost Allocation Methodology (2 CFR 200)

You must have a written, consistently applied cost allocation methodology that documents how shared costs are distributed across funding streams. This does not need to be complex, but it must be written and board-approved. An informal practice that hasn't been reduced to documentation will not satisfy this requirement. The methodology must be in place before you apply — not after you receive the award.

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