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Compliance Guide

Kentucky RHTP Compliance Prerequisites

What your organization needs in place before applying for RHTP sub-grants in Kentucky.

No solicitation has been published yet for Kentucky's RHTP sub-grantee opportunities. The Cabinet for Health and Family Services (CHFS) launched its program in Q1 2026 under an A3 Team structure, committing to route all RHTP-funded partnerships through Kentucky procurement law and competitive bidding requirements. Use this pre-solicitation window to build compliance infrastructure and monitor Kentucky's procurement channels so you can respond quickly when solicitations are posted.

Kentucky's explicit commitment to follow "Kentucky procurement law and competitive bidding requirements" is a material distinction from grant-based states. Depending on how CHFS structures each initiative's solicitation, the underlying mechanism may be a state contract rather than a federal grant. This matters for compliance: if CHFS awards a contract to a vendor, 2 CFR 200 Uniform Guidance may not apply directly to the vendor — though the state must comply as the prime recipient. Vendor compliance is typically governed by the contract terms. If CHFS awards a sub-grant to a subrecipient, 2 CFR 200 applies fully to the subrecipient, including SAM.gov registration, cost allocation methodology, and Single Audit requirements.

Organizations should clarify the award mechanism in every solicitation before assuming which compliance framework governs. The five Kentucky initiatives — particularly the EmPATH model and dental access expansion — may use different mechanisms depending on whether CHFS frames them as service contracts or programmatic sub-grants.

No Kentucky-specific RHTP compliance requirements beyond the federal baseline have been published as of March 22, 2026.

For entities receiving sub-grants (as opposed to contracts), SAM.gov registration with an active Unique Entity Identifier (UEI) is a federal baseline requirement under 2 CFR 200. Even organizations anticipating contract awards should maintain active SAM.gov registration, as Kentucky's procurement system may use it for vendor verification.

Initial registration takes 7–10 business days. Annual renewal is required. Given that Kentucky has not yet published solicitation timelines, organizations should use the current pre-solicitation window to ensure SAM.gov registration is current and will not expire before anticipated solicitation windows open.

For organizations receiving sub-grants: 2 CFR 200 requires a written, board-approved cost allocation methodology consistently applied across all funding sources. This is particularly important for FQHCs and behavioral health organizations in Kentucky that typically operate with multiple braided federal funding streams (HRSA Section 330, Medicaid, SAMHSA block grants, etc.).

For organizations receiving contracts: cost allocation documentation requirements will be specified in the contract terms. Internally consistent cost allocation still matters for organizational financial management and audit purposes, even when not explicitly required by the award mechanism.

The EmPATH model and other Kentucky initiatives will likely involve multi-year engagements with complex cost structures. Document your methodology now, not after award.

Entities receiving $1 million or more in federal funds in a single fiscal year are subject to Single Audit under 2 CFR 200 Subpart F (2024 threshold: $1 million). Given the scale of Kentucky's initiatives — $212.9 million over the award period — organizations receiving meaningful sub-awards will likely cross this threshold.

Kentucky CHFS has not published any language specifying audit history as a scored criterion. A clean, current audit record is standard due diligence.

Kentucky procurement system monitoring: CHFS will post RHTP solicitations through Kentucky's procurement channels. Monitor the Finance and Administration Cabinet procurement portal, ruralhealthplan.ky.gov (note: returned 403 error as of March 22, 2026; check for restored access), and chfs.ky.gov.

EmPATH model fidelity: The Rapid Response to Recovery initiative uses the EmPATH model, which has defined programmatic requirements. Organizations seeking awards under this initiative should review EmPATH model documentation and assess whether they can demonstrate model fidelity or an evidence-based adaptation.

Rural dental workforce: Rooted in Health: Rural Dental Access will require applicants to demonstrate dental workforce capacity. Organizations without existing dental staff should identify partnership arrangements before solicitations open.

Required Prerequisites

SAM.gov Registration

All federal sub-grant applicants must have an active System for Award Management (SAM.gov) registration at the time of submission. Registration takes 7–10 business days for initial setup or annual renewal. Your Unique Entity Identifier (UEI) is assigned through SAM.gov. Do not wait until the application window opens to check your status.

Cost Allocation Methodology (2 CFR 200)

You must have a written, consistently applied cost allocation methodology that documents how shared costs are distributed across funding streams. This does not need to be complex, but it must be written and board-approved. An informal practice that hasn't been reduced to documentation will not satisfy this requirement. The methodology must be in place before you apply — not after you receive the award.

Read the Guide →

Additional Prerequisites

Some solicitations include state-specific prerequisites not captured in the standard categories above. Review the full solicitation document carefully when it is published.